Exercise rights

Transfer of rights to buy securities

 

You can transfer the right to purchase additional issued securities within the transfer time specified in the Notice of exercise of the right to purchase additional issued securities. The transfer of the right to buy additional securities is subject to your own agreement with the buyer on price and payment method.

Both parties need to come to NVS to directly sign the transfer document of the right to buy additional issued securities. The seller must pay fees and personal income tax from the transfer of rights according to regulations. The steps are as follows:

 

Step 1

Clients or legally authorized persons bring the following documents to NVS to carry out procedures for transferring the right to buy securities.

• ID Citizen identification card (for individual clients).
• Business registration certificate/Establishment license (for institutional clients).
• Power of attorney and ID Citizen identification card of the authorized person(in case of authorization).
• Application for transfer of securities purchase rights (03 copies)

 

Step 2

Clients sign the form requesting transfer of stock purchase rights. NVS will check and request clients to carry out procedures to pay tax on transfer of stock purchase rights according to regulations.

If all documents are valid, NVS will transfer the purchasing rights as requested by the Customer.

Note:

• The request to transfer the right to buy securities must have the transferor’s signature ( seal sample) identical to the signature (seal sample) registered with NVS when opening a securities trading account.
• The transferor must sign the request to transfer the right to buy securities in the presence of a NVS Officer.

 

Exercise the right to buy securities

 

Exercise the right to buy securities directly at NVS headquarters

 

• You transfer the correct purchase amount according to the number of securities registered to buy into NVS’s bank account as follows:

1. 1. Full name of beneficiary: Navibank Securities Joint Stock Company
   2. Account number: ………………
   3. At the bank: ……………..
   4. Content: Pay money to buy rights to <Full name of account owner> Account number 090C…………

Note:


• You are responsible for the money transfer fee (if any);
• NVS is not responsible if:
  • Clients transfer money to NVS with the wrong account number, wrong beneficiary name, unclear transfer content…;
  • Clients transfer money to NVS later than the notified payment deadline date based on the Bank’s credit time.
• Clients can check the results of exercising their right to buy additional issued securities at NVS or via their online securities trading account.

 

Exercise your right to buy securities online

 

• Purpose: to allow you to register your right to buy online if you already have money in your account
• Select the “Purchase Rights” tab.
• Select the “Purchase rights information” tab to see the list of rights that you are allowed to register to purchase.
• Displayed information includes: rights type, rights rate, purchase rate, rights closing date, order deadline, stock code, rights closing volume, rights balance, subscription registration price and volume of securities that You can also buy.
• Click the “Order” button on each displayed line to register to buy the selected right.
• Select the “Purchase Registration” tab to monitor the status of your purchase registration request (Pending, completed, rejected)

Instructions for exercising rights related to listed securities

 

For dividends paid in cash or shares, clients do not have to do any procedures. At the date of rights allocation, NVS automatically allocates rights to the customer’s securities trading account at NVS.

 

Support contact information

 

During the transaction process, if you need support in answering information (from 8:00 a.m. to 5:00 p.m., Monday to Friday every week, except holidays and Tet), please contact hotline: 076 724 5999